SEC registration fees

SEC registration fees
амер.
комиссионные расходы по регистрации ценных бумаг в комиссии по ценным бумагам и на бирже

Англо-русский словарь по экономике и финансам. — М.: Экономическая школа. . 1993.

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Смотреть что такое "SEC registration fees" в других словарях:

  • SEC Form 485A24F — A registration statement for separate accounts (management investment companies), which contains post effective amendments filed pursuant to Rule 485(a) with additional shares under Rule 24f 2. SEC Form 485A24F cannot be submitted as an… …   Investment dictionary

  • SEC Form 24F-2 — A filing with the Securities and Exchange Commission (SEC) that must be submitted annually by open end management investment companies, face amount certificate companies, and unit investment trusts. The form must specify the name of each series… …   Investment dictionary

  • SEC Form U-1 — An application or declaration made by a company to the Securities Exchange Commission, of an issue or sale of securities, an acquisition, or sale of assets. Form U 1 was known as the Uniform Application to Register Securities. This form is now… …   Investment dictionary

  • SEC Form N-8B-2 — A filing with the Securities and Exchange Commission (SEC) that must be submitted by unit investment trusts other than separate accounts that are currently issuing securities, including unit investment trusts that are issuers of periodic payment… …   Investment dictionary

  • SEC Form R31 — A SEC filing that must be made by national securities exchanges and national securities associations. Form R31 reports all sales and round turn transactions. It is used to determine fees due to the SEC for the sale of regulated securities and… …   Investment dictionary

  • SEC Form ADV — The application for registration as an investment adviser or an amendment thereto. Part one of the SEC Form ADV provides personal information about the applicant. Part two outlines the applicant s line and scope of business, as well as the nature …   Investment dictionary

  • SEC Form 424A — The prospectus form that a company must file if it has made significant changes to a previously filed prospectus submitted as part of its registration statement. A company must provide five copies of each prospectus form prior to the effective… …   Investment dictionary

  • Hedge fund — A hedge fund is a private investment fund open to a limited range of investors which is permitted by regulators to undertake a wider range of activities than other investment funds and which pays a performance fee to its investment manager.… …   Wikipedia

  • Dodd–Frank Wall Street Reform and Consumer Protection Act — Full title An Act to promote the financial stability of the United States by improving accountability and transparency in the financial system, to end too big to fail , to protect the American taxpayer by ending bailouts, to protect consumers… …   Wikipedia

  • Mutual fund — This article is about mutual funds in the United States. For other forms of mutual investment, see Collective investment scheme. A mutual fund is a professionally managed type of collective investment scheme that pools money from many investors… …   Wikipedia

  • Lending Club — Infobox Company company company name = LendingClub.com company type = Private foundation = 2006 key people = Renaud Laplanche, CEO industry = Personal finance, Software location = Sunnyvale, California products = person to person lending revenue …   Wikipedia


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